Unit investment trust

Results: 412



#Item
361Stock market / Corporate finance / Equity securities / Options / Warrant / Merrill Lynch / Security / Stock exchange / Unit investment trust / Financial economics / Investment / Finance

SEC News Digest, [removed]

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Source URL: www.sec.gov

Language: English - Date: 2008-06-29 17:08:19
362Finance / Unit investment trust / Securities regulation in the United States / Investment Company Act / Chicago Stock Exchange / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities and Exchange Commission / Security / Financial economics / United States securities law / Investment

SEC News Digest, [removed]

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Source URL: www.sec.gov

Language: English - Date: 2008-06-20 16:07:49
363Financial services / Institutional investors / Insurance / Securities / Underwriting / Financial adviser / Mutual fund / Municipal Securities Rulemaking Board / Unit investment trust / Financial economics / Investment / Finance

Microsoft Word - Exhibit 4

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Source URL: www.sec.gov

Language: English - Date: 2014-02-25 15:22:54
364Funds / Financial services / Collective investment schemes / Exchange-traded fund / Financial adviser / Unit investment trust / Investment Company Act / Security / Futures contract / Financial economics / Investment / Finance

Compass Efficient Model Portfolios, LLC

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Source URL: www.sec.gov

Language: English - Date: 2013-12-05 08:43:36
365Financial services / Collective investment schemes / Target date fund / Mutual fund / Asset allocation / Investment management / Exchange-traded fund / Investment Company Institute / Unit investment trust / Financial economics / Investment / Funds

Via e-mail to [removed] May 21, 2012 Ms. Elizabeth M. Murphy Secretary

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Source URL: www.sec.gov

Language: English - Date: 2012-05-22 09:16:58
366Funds / Gold exchange-traded product / Financial services / International Securities Exchange / Unit investment trust / Chicago Board Options Exchange / SPDR / IShares / Futures contract / Financial economics / Investment / Exchange-traded funds

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]December 5, 2013 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivenes

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Source URL: www.sec.gov

Language: English - Date: 2013-12-06 09:42:46
367Unit investment trust / Finance / N share / Companies listed on the New York Stock Exchange / Financial economics / Investment / Funds

SEC News Digest, [removed]

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Source URL: www.sec.gov

Language: English - Date: 2008-06-25 12:58:32
368SEC filings / Schedule 13D / Nuveen Investments / Tender offer / Unit investment trust / N share / Securities Exchange Act / Financial economics / Investment / Finance

SEC News Digest, [removed]

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Source URL: www.sec.gov

Language: English - Date: 2008-06-29 17:08:12
369Investment / Flood insurance / Property insurance / Risk purchasing group / Life insurance / Types of insurance / Insurance / Financial economics

Housing Trust Fund Corporation NY Rising Housing Recovery Program INSURANCE CERTIFICATION FORM FOR INDIVIDUAL CONDOMINIUM OR COOPERATIVE UNIT OWNERS INSTRUCTIONS: This form requires you, the Applicant(s), to inform the H

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Source URL: stormrecovery.ny.gov

Language: English - Date: 2014-06-16 11:15:04
370Financial services / Financial markets / Mutual fund / Unit investment trust / Rate of return / Short / A. G. Edwards / Investment company / Margin / Financial economics / Investment / Finance

Opinion of the Commission: Luis Miguel Cespedes

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Source URL: www.sec.gov

Language: English - Date: 2009-02-18 10:35:52
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